RIA Industry News from around the Nation
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RIA Industry News from around the Nation
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How the US Toppled the World’s Most Powerful Gold Trader
In December 2018, a man in his early 30s was intercepted on arrival at Fort Lauderdale airport and taken to a room... Read more »- Greg Desmond, a 25-year industry veteran, is at least the third manager to oversee J.P. Morgan Advisors’ San Francisco office since 2018.... Read more »
Counseling young lawyers on cash flow management
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L.J. Jones found his niche by observing the challenges faced by his wife and her law school classmates.... Read more »![]()
Personal Wealth Partners managed $631 million from two offices. The new locations in Minnesota and Wisconsin brings the total number of Credent... Read more »- The broker, who is no longer registered, sent business-related text messages to two customers from his personal phone. The post Ex-UBS Broker... Read more »
- Internal rankings show the number of U.S. brokers may have declined by as much as 14% from around 6,500 in 2018. The... Read more »
- Robinhood Markets Inc. must face market manipulation claims arising from the January 2021 meme-stock frenzy, a judge ruled. The post Robinhood Must... Read more »
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The Canadian firm expects to file the registration for an initial public offering of a portion of its US wealth management business... Read more »- Arbitrators found one client had acted against the broker’s advice to stay invested in risky leveraged exchange-traded products. The post Billion-Dollar UBS... Read more »
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HC Financial Advisors, which was founded in 1986, is based in Lafayette, California.... Read more »
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Will Housing Prices Flatten or Collapse?
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Monthly home value declines have now engulfed 22 of the 100 largest metropolitan areas, though inventory is still very tight. ... Read more »- In December 2018, a man in his early 30s was intercepted on arrival at Fort Lauderdale airport and taken to a room... Read more »
With RIA valuations ticking down and successions ticking up, Focus Financial deep sixes 'drunken sailor' pause, forgoes buyback plan and adds a CEO
CEO Rudy Adolf sees a 'softening' in multiples after a couple of frothy years when CI Financial dominated headlines and big RIA... Read more »![]()
The Inflation Reduction Act passed the House late Friday on a party line 220-207 vote. Related StoriesBento Engines President, Former J.P. Morgan Exec... Read more »![]()
The S&P 500 notched its fourth straight week of gains -- the longest winning run since November. Related Stories3 Recession-Ready Investments to Consider:... Read more »![]()
Andy Reed and Fiona Greig focus on investor behavior and household finance, respectively; they join Vanguard's Investment Strategy Group. Related StoriesLPL Nabs Wells... Read more »![]()
Greg Quental passed away "suddenly this past Saturday in Connecticut of natural causes," said Bento Engines CEO Philipp Hecker. Related Stories3 Recession-Ready Investments... Read more »![]()
The act, being voted on Friday, would raise taxes on some corporations, reduce drug costs and tackle climate change. Related Stories2 Ways the... Read more »![]()
Moderation in the Fed's messaging and actions around rising rates "would be positive" for stocks, said JPMorgan's David Kelly. Related StoriesStocks Have Not... Read more »![]()
Sarah Chavarria will be president of Delta Dental of California. And Ash Brokerage has a new disability executive. Related Stories3 Recession-Ready Investments to... Read more »
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