RIA Industry News from around the Nation
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RIA Industry News from around the Nation
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How Does Embedding Retirement Income Into A Target Date Fund Work?
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It’s not just plan sponsors and plan participants that need convincing. The entire retirement plan infrastructure must also get on board. That... Read more » UBS Weighs Changes to Elite Global Family Office Unit
BS Group AG is in talks about ending the stand-alone status of a key unit that deals with some of its richest... Read more »- All-public panel also grants 16-year broker Brent Lane, part of a $1 billion-asset Forbes-listed UBS team in Atlanta, expungement of the claim... Read more »
- Morgan Stanley bested BofA thanks in part to a spike from its purchase of the self-directed platform giant E*Trade Financial in 2020.... Read more »
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Fiduciary do and fiduciary don't, and market worries galore. The post FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 10/22/21 appeared... Read more »- Most-read stories from October 17 to October 23. Read More The post This Week’s Top 5: J.P. Morgan Advisors Retools Comp, UBS Boots... Read more »
Wirehouse CEOs muse about RIAs and competition
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James Gorman of Morgan Stanley and Charlie Scharf of Wells Fargo both took time during their earnings conference calls to share some... Read more »- Four veteran brokers doing $4.7 million in annual revenue recently joined Wells from UBS, Morgan Stanley and Merrill Lynch, while a Wells... Read more »
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The futures-based access to cryptocurrencies has been described as better than nothing by investors. But, financial advisers might have trouble managing client... Read more »- Las Vegas broker who generated over $1 million in revenue is the 17th to join LPL’s Strategic Wealth Services channel, while brokers... Read more »
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It’s not just plan sponsors and plan participants that need convincing. The entire retirement plan infrastructure must also get on board. That... Read more » - ●
InvestmentNews brings in 'turn-around specialist,' and a 'chief revenue officer,' following pandemic battering; then top editor and two reporters jump ship
InvestmentNews is adding people on the business side, losing veterans on the editorial side after suffering staggering COVID hit to people events... Read more » - ●
33 Undervalued Stocks for Q4: Morningstar
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These specific stocks across 11 sectors are among Morningstar analysts' best picks. Related StoriesOnly Half of Institutional Investors Expect to Meet Target Returns... Read more » - ●
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Providing both advice and portfolio management is a conflict of interest, the consultant tells ThinkAdvisor. Related StoriesDoubleLine's Jeffrey Sherman: 2 Big Wild Cards... Read more » ![]()
As markets and the demand for fiduciary advice have grown, more firms have had to take this step, compliance pros say. Related StoriesUniversity... Read more »![]()
In the third quarter, Janney's Private Client Group added the largest number of advisors in a single quarter since 2017. Related StoriesBaird Makes... Read more »- BS Group AG is in talks about ending the stand-alone status of a key unit that deals with some of its richest... Read more »
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One possible beneficiary: Efforts to keep the federal government from taxing life insurance. Related StoriesFed on Track to Taper, Inflation Will Come Down,... Read more »![]()
Diversitas, which is run by the university's College of Business, strives to promote diversity and inclusion in financial planning. Related StoriesEx-LPL Rep Suspended... Read more »![]()
Labor extended the non-enforcement policy on its fiduciary rule to Jan. 31. Related StoriesUniversity of Akron to Stage Event for Next-Gen Advisors -... Read more »
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