RIA Industry News from around the Nation
News
Events
Blogs
RIA Industry News from around the Nation
What's Happening Today
Updated Hourly
- ●
CI Financial sees slowdown in M&A as it eyes US IPO
![]()
The Canadian firm expects to file the registration for an initial public offering of a portion of its US wealth management business... Read more » - ●
Billion-Dollar UBS Brokers Go Three for Three in Clearing Customer Complaints
Arbitrators found one client had acted against the broker’s advice to stay invested in risky leveraged exchange-traded products. The post Billion-Dollar UBS... Read more » ![]()
HC Financial Advisors, which was founded in 1986, is based in Lafayette, California.... Read more »![]()
Fledgling ETF provider Strive Asset Management hopes to compete with BlackRock, Vanguard and State Street for proxy voting power.... Read more »- M. Paul Massey and William Romans, who had spent their entire 23-year brokerage careers at Raymond James prior to their May 4... Read more »
- The former broker said he had to meet a deadline on a Series C investment in a private company, and Morgan Stanley... Read more »
- A hybrid firm managing $500 million in assets has joined Concourse Financial Group, which rebranded last year from ProEquities. The post $3.3-Mln... Read more »
- Public pensions this year endured their worst quarter of investment performance since the onset of the Covid-19 pandemic in 2020. The post... Read more »
- Hedge funds would have to start giving the government significantly more information about their investment strategies under a proposal from the Securities... Read more »
- Meanwhile, LPL continues to terminate producers over digital signature violations. The post Finra Sends Warning on E-Signature Violations appeared first on AdvisorHub.... Read more »
NEWS
No RSS Item
What's Happening Today
Updated Hourly RIA News
- ●
Jeremy Siegel: Fed Should Moderate Rate Hikes
![]()
The Wharton professor says "I would go 50 [basis points] and then two 25s at this particular point, to complete market expectations." ... Read more » - ●
![]()
Sun Life Financial says its U.S. COVID-19 claims dropped about 90%. Related StoriesHow Long the CDC Thinks Your Clients Might Live - EnclosureEnvestnet... Read more » - ●
![]()
Also, LinkedIn's latest compliance partner is RIA in a Box. Related Stories3 Steps to Better Client Relationships - EnclosureThiel-Backed Firm Debuts Anti-ESG ETF... Read more » - ●
![]()
The ex-broker used clients' funds on credit card and country club payments, as well as Red Sox tickets. Related StoriesMorgan Stanley Sued by... Read more » - ●Arbitrators found one client had acted against the broker’s advice to stay invested in risky leveraged exchange-traded products. The post Billion-Dollar UBS... Read more »
- ●
![]()
Contribution limits for 2023 would be $24,500 for workplace retirement plans and $10,000 for IRAs. Related StoriesEverything You Need to Know About Annuity... Read more » - ●
![]()
Also this week, some Republican lawmakers vowed to create legislation that will compel the Fed to disclose certain information to Congress. Related StoriesStates... Read more » - ●
![]()
When employers are wrestling with mailing lists, they might want to hear about a better way. Related StoriesEverything You Need to Know About... Read more » - ●
![]()
The Strive U.S. Energy fund, which aims to "unshackle" energy firms from climate concerns, has the support of billionaire investor Peter Thiel. Related... Read more » ![]()
Revenue Procedure 2022-34 will affect whether clients get ACA health premium subsidies. Related StoriesHouse Democrats Introduce Billionaire Minimum Income Tax Act - EnclosureMorgan... Read more »
NEWS
No RSS Item
Have News for Us?
Do you have any news feeds recommendations for RIA[news]? We’d love to hear your ideas!
We're Here to Help.
We created RIA.xyz to shed a light into the industry and be more transparent with each other. We want to hear from you! Let us know how our services are working for you, ask questions, and share with us how we can do better and what services you’d like to see on RIA.xyz in the future.
FREE ADVISOR SEARCHES
Gain access to our comprehensive search tools that allow you to find advisors anywhere in the country. Our user friendly map and filters and are on a one page search engine, which allows providers to find advisors easily, without clutter and confusion.
All the Data You Need
- 34,000 Registered Investment Advisory Firms
- 370,000 Investment Advisory Professionals
- $4 Trillion Current Industry Assets
- $23 Trillion Growth Opportunity