RIA Industry News from around the Nation
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RIA Industry News from around the Nation
What's Happening Today
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JPMorgan Leads Banks Set to Return $142 Billion to Shareholders
The biggest U.S. banks, led by JPMorgan Chase & Co. and Bank of America Corp., are expected to pay out $142 billion... Read more »- Around 1,000 neophyte brokers are being shuttled to financial solutions advisor roles, including a portion who are being sent to Bank of... Read more »
What it takes to get more women working in financial services
Women Adviser Summit panelists say flexible work environments and instilling a sense of belonging are key. The post What it takes to... Read more »- Broker who is the grandson of the founder of the storied Barney Greengrass deli in Manhattan had claimed in a $13 million... Read more »
- AFI Wealth Strategies is based in Green Bay, Wisconsin, and serves 220 clients. The post Mercer Advisors acquires $240 million RIA appeared... Read more »
- Advisers will be able to open most accounts in minutes, the company says. The post Schwab rolls out digital onboarding for its... Read more »
- The firm is the first to join under Commonwealth’s new Access Advisor Program aimed at helping breakaway advisors acclimate to the independent... Read more »
- Morgan Stanley plans to bar employees who aren’t vaccinated against Covid-19 from entering its offices in the New York area, as a... Read more »
- Federal Reserve Chair Jerome Powell said the price increases seen in the economy recently are bigger than expected but reiterated that they... Read more »
- Christine Leong Connors, who in 2012 assumed leadership of Northern California for J.P. Morgan’s private bank, left to “pursue outside opportunities,” a... Read more »
NEWS
- Video
What ‘Tommy Boy’ Teaches Us About Guarantees
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What are your re-watchable movies? For me, it’s several cult classics from the mid-90s. It doesn’t matter how many times I’ve seen... Read more » New SEC Public Service Campaign: Investing Regularly Really Adds Up
The Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) today unveiled a public service campaign (PSC) to educate investors on... Read more »
Equity Compensation Planning As A Niche: Market Opportunity And Differentiated ValueThere are many aspects of equity compensation that benefit both employers and employees, making it an attractive and lucrative niche for financial... Read more »
The Securities and Exchange Commission today announced settled charges against Loci Inc. and its CEO John Wise for making materially false and... Read more »
- #FA Success Ep 234: Charging Advice Fees To Help Clients Change Their Money Script, With Yohance Harrison
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Welcome back to the 234th episode of the Financial Advisor Success Podcast! My guest on today's podcast is Yohance Harrison. Yohance is... Read more »
BLOGS
What's Happening Today
Updated Hourly RIA News
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After promising to make RIAs job one, new Betterment CEO puts trust in RIA brands --and knocks off XYPN-- to create an Envestnet-lite outsourcer for start-up shops and breakaways
Betterment is using four software and services vendors and discounts up to $3,100 per RIA per year after getting the idea from... Read more » GMO's Grantham Addresses 'Epic' Equities Euphoria
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The renowned bubble expert discusses why the last 12 months have been a "classic finale to an 11-year bull market" and whether... Read more »![]()
The Guggenheim training manual forbade employees from communicating directly with the SEC, according to the agency. Related StoriesMorgan Stanley Starts New Fund to... Read more »- The biggest U.S. banks, led by JPMorgan Chase & Co. and Bank of America Corp., are expected to pay out $142 billion... Read more »
- Around 1,000 neophyte brokers are being shuttled to financial solutions advisor roles, including a portion who are being sent to Bank of... Read more »
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The fund invests in early-stage companies with diverse founders and has the backing of Microsoft, Walmart and Hearst Corp. Related StoriesWomen's Charitable Giving... Read more »![]()
The COVID-19 pandemic boosted many givers' generosity, a study from Fidelity Charitable has found. Related StoriesAnnuity Sales Rise 10% in Q1: Wink -... Read more »![]()
CPA Sheryl Rowling, who heads rebalancing solutions for Morningstar, offers some pointers. Related StoriesWomen's Charitable Giving Reached New Heights in 2020 - EnclosureAnnuity... Read more »![]()
Putting $100 into an OTC Bitcoin trust could get you Bitcoin exposure that's worth a whopping $500 or a teeny $50. Here's... Read more »![]()
Other speakers talked demographic data, and the children. Related StoriesAnnuity Sales Rise 10% in Q1: Wink - EnclosureCentene Moving Ahead With Office Project... Read more »
NEWS
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