RIA Industry News from around the Nation
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RIA Industry News from around the Nation
What's Happening Today
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Insurance network for RIAs says MYGA is the future for annuity sales
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DPL added 11 more multi-year guaranteed annuities, or MYGAs, to its commission-free marketplace, which previously included a single product in that category.... Read more » - ●
Ex-Merrill Star Who Jumped to J.P. Morgan Sues Her Own Firm For Poaching Billion-Dollar Book
Just over a year after joining J.P. Morgan’s traditional brokerage unit, Gwen Campbell claims that private bankers in a separate division have... Read more » - ●
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Despite record-level asset flows into ESG strategies, the category is still saddled with a reputation it has long outgrown. The post Helping... Read more » - ●Despite at least one high-dollar award and two other notable expungement cases, firms still have the upper hand, according to four lawyers... Read more »
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Lexington Wealth Management is adding Thompson Wealth Management, which is also based in Massachusetts. The post Hightower firm acquires a $340 million... Read more » - Add professional traders to the ranks of investors bailing from stocks as anxiety over the omicron variant and monetary policy roil markets.... Read more »
- The firm is making it easier for brokers to qualify for a net new asset award by factoring in loan balances and... Read more »
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The deal for Robinson Tigue Sponcil is Mariner’s 10th transaction this year. The post Mariner buys $393 million Phoenix-based firm appeared first... Read more »- The wirehouse has sidelined a broker who led a team of eight and managed $800 million, according to two sources familiar with... Read more »
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Starting from scratch two years ago, the Canadian aggregator has amassed nearly $100 billion in U.S. RIA assets. Total assets globally are... Read more »
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What's Happening Today
Updated Hourly RIA News
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Why MMT Haters Have It Wrong: Economist Michael Norman
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The modern monetary theory proponent tells ThinkAdvisor why he thinks advisors should pay attention to this controversial philosophy. ... Read more » - ●
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It's no long-term substitute for a Bitcoin ETF, but Grayscale could solve one of GBTC's biggest problems now, an analyst says. Related StoriesOlder... Read more » - ●
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The cheapest cities in the EIU's latest World Cost of Living index are mainly in the Middle East, Africa and poorer parts... Read more » - ●
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Pacific Life, American Equity and DPL also have annuity news. Related StoriesWink Reports 10% Increase in Individual Deferred Annuity Sales - EnclosureCalifornia Detects... Read more » - ●
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Whichever COVID-19 variant is responsible, some states have death counts that are at least 38.5% higher than normal. Related StoriesCalifornia Detects First U.S.... Read more » - ●
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Lawmakers have proposed a wide array of changes, from expanding payroll taxes to increasing benefits. Related Stories10 Most Expensive Big Cities in the... Read more » - ●
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The tool is a direct result of donors telling Vanguard Charitable they're focused on these issues. Related StoriesWink Reports 10% Increase in Individual... Read more » - ●
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The next court date is Jan. 20 to set a date for a preliminary hearing for Anthony Duwayne Turner, accused of killing... Read more » - ●
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The acquisition will form part of the new Pershing X unit and is the latest in a string of deals for direct... Read more » - ●
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While omicron is more transmissible, early reports suggest it may also be less deadly and thus could be positive for equities, they... Read more »
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